Exclusive Private Screening of “A Gilded Game”

FY2026 Membershp Early Bird Renewal Privilege (First Come, First Served)

This event is exclusively for Society members who have renewed their FY2026 Membership (membership period from 1 July 2025 to 30 June 2026) on or before 27 May 2025 (Tuesday). Please ensure your membership is renewed before registering for this event.

This campaign is exclusively for renewed members of the Society. Members who have joined the Society for the first time on or after 2 May 2025 are not eligible to participate.

CPT/CE Eligibility (A Recognized CPT Provider)

Date: Tuesday, 3 June 2025
Time:
· 7:00 PM – 9:15 PM Movie screening
· 9:15 PM – 10:15 PM Seminar
Venue: K11 Art House, Level 4, K11 MUSEA, Victoria Dockside, 18 Salisbury Road, Tsim Sha Tsui, Hong Kong
Format: In-person
Medium: Putonghua (Movie) / Cantonese (Seminar)

Special Offer for FY2026 Membership Early Bird Renewal:

Member Ticket: HK$50 for each Society member who have renewed the FY2026 membership on or before 27 May 2025 (Tuesday) 11:59 PM (each eligible Society member can only purchase ONE Member Ticket).

Guest Ticket: HK$50 for a plus-one accompanying guest (each eligible Society member can only purchase at most ONE Guest Ticket and can only bring at most ONE accompanying guest to the event).

Summary:

CFA Society Hong Kong and CPA Australia are pleased to present to you an exclusive screening of “A Gilded Game”, which uncovers the intricacies of the financial sector.

Following the movie, engage in an expert presentation featuring speakers from the Securities and Futures Commission (SFC). They will share insights into the key investigatory powers of the SFC in combating misconducts within the securities and futures industry in Hong Kong, along with discussions on recent landmark cases.

Key Topics:

• Explore the complexities and dynamics within the financial industry as depicted in A Gilded Game.
• Understand the critical powers and tools employed by the Securities and Futures Commission in tackling financial misconduct.
• Analyse significant cases that have shaped the regulatory landscape in Hong Kong’s securities and futures market

Learning Objectives:

• Understand the complexities of the financial sector as presented in the movie.
• Apply knowledge of the investigatory powers of the SFC to real-world scenarios of misconduct.
• Evaluate recent landmark cases to assess their impact on the financial industry and regulatory practices in Hong Kong.

About the Movie:

A Gilded Game
Gao (by Oho Ou), an ambitious young graduate starts his internship in a multinational investment bank. Under the supervision of his mentor, Todd (by Andy Lau), he performs due diligence and IPO sponsor, and quickly lands on his feet in the dog-eat-dog industry. However, whipsawed by increased stress and the insidious work culture, Gao puts his pal’s family business in imminent crisis… Struck by guilt, Gao swears to take whatever steps he can to remedy the situation by manipulating the financial markets, knowing that he will receive consequences.

獵金．遊戲
雄心勃勃的年輕金融家高寒（歐豪飾）在一家跨國投資銀行實習。在導師（劉德華飾）指導下，他為有意上市的公司進行盡職調查及評估，協助完成首次公開募股（IPO)。他很快就在這競爭激烈的行業中站穩了腳步，然而，在如此高壓和爾虞我詐的工作文化下，他令朋友的家族企業陷入危機。出於愧疚，他發誓將採取一切可能的措施來挽救這場危機。

About the Seminar:

Guest speakers:
Representatives from Securities and Futures Commission

Mr. Jimmy Tong, Director, Enforcement, SFC
Mr. Stephen Leung, Associate Director, Enforcement, SFC

SFC Investigatory Powers & Recent Enforcement Actions Against Market Misconduct Activities

The Securities and Futures Commission (SFC) adopts a distinctive strategy to combat market misconducts, including insider trading and market manipulation, thereby safeguarding the integrity and transparency of financial markets. The regulatory framework actively engages in meticulous surveillance of trading activities, employing advanced technology and analytical tools to detect suspicious patterns indicative of illicit behaviour. By continuously monitoring market transactions, the SFC can promptly identify anomalies that diverge from standard trading practices, facilitating timely intervention and investigation.

In addition to its surveillance initiatives, the SFC conducts comprehensive investigations into suspected misconduct cases. This process typically involves collecting extensive evidence, interviewing relevant parties, and collaborating with other regulatory bodies and law enforcement agencies. The SFC’s dedication to maintaining market integrity is further evidenced by its enforcement actions, which may include imposing substantial penalties, sanctions, or even criminal charges against individuals or entities found guilty of insider trading or market manipulation. These measures not only serve to penalize wrongdoers but also act as a deterrent to others who might contemplate engaging in similar illicit activities.

The SFC collaborates closely with both local and international law enforcement agencies and regulators. Recent joint operations and investigations with these entities underscore the SFC’s commitment to addressing complex financial crimes. Notable examples include the Ching Lee market manipulation case, where three defendants were convicted and sentenced to 38 to 64 months in prison, and our recent surrender of a fugitive offender from Singapore to Hong Kong.
This seminar will delve into the key investigatory powers of the SFC in combating misconducts within the securities and futures industry in Hong Kong. Recent landmark cases will also be discussed to provide participants with deeper insights into how the SFC addresses market misconducts, including insider trading and market manipulation

Terms and Conditions:

• This event is exclusively for members of CFA Society Hong Kong (the “Society”) who have renewed their FY2026 Membership (membership period from 1 July 2025 to 30 June 2026) on or before 27 May 2025 (Tuesday) 11:59 PM. Members must ensure their membership is renewed prior to registering for this event. Members who have joined the Society for the first time on or after 2 May 2025 are not eligile to participate.
• Each eligible Society member can only purchase ONE (1) Member Ticket (HK$50) and ONE (1) Guest Ticket (HK$50).
• Each eligible Society member is permitted to bring a maximum of ONE (1) accompanying guest (with the Guest Ticket) to the event.
• The Society will verify the membership status of all registrants before confirming eligibility and issuing confirmation emails.
• Registration is confirmed only upon successful payment and receipt of a confirmation email. Registrations with incomplete payments or unsuccessful transactions will not be processed.
• All movie tickets are non-refundable under any circumstances.
• The movie tickets are available and will be distributed on a first-come, first-served basis, while stock lasts.
• The movie tickets are non-exchangeable, non-transferable, and not redeemable for cash or other substitutions.
• The movie tickets are valid only for the specified event date and time.
• Attendees experiencing any discomfort or flu-like symptoms are requested to refrain from attending this event.
• Advance registration is mandatory; walk-in participants will not be accommodated.
• Only registered participants will be admitted to and allowed to remain at the venue.
• Attendees must arrive on time. Latecomers will not be admitted to ensure an uninterrupted experience for all participants.
• To qualify for CPT hours, all participants must attend the full event. After the event, Society staff will verify participants’ check-in and check-out time from the registration system for the purpose of issuing CPT Attendance Letters. No pro-rata credit hours will be awarded.
• The Society reserves the right to refuse admission or cancel the event at any time without prior notice and shall not be held liable for any loss or compensation.
• Attendees must comply with all venue policies, including but not limited to health and safety protocols.
• Unless expressly authorized by the Society, photography, video recording, and audio recording during the screening or any part of the event are strictly prohibited.
• The Society will not reissue any lost, stolen, or damaged movie tickets.
• Attendees are solely responsible for their personal belongings. The Society accepts no liability for any loss or damage.
• These Terms and Conditions are subject to change at any time without prior notice.
• In the event of any dispute, the Society reserves the right of final decision.

Personal Information Collection Statement

• Your personal data collected from the registration process will be used for the purpose of the administration of the course/event/activity on which you are registered (“Event”). Such data collected may be accessible by CFA Society Hong Kong’s officers, persons or committees processing the application and related matters. CFA Society Hong Kong reserves the right to inspect personal identity of participants. In addition, CFA Society Hong Kong may use the collected data for statistical research and analysis. By submitting this registration form, you understand and agree that CFA Society Hong Kong may provide your personal data to co-organizers/service providers in or outside Hong Kong for the purpose relating to the Event. For more information about the privacy policy of CFA Society Hong Kong, please visit here. 
• CFA Society Hong Kong intends to use the personal data (including but not limited to your name, email address(es), mobile number and/or social media) to inform you, where relevant, of members’ benefits, goods, services facilities and events organized or provided by CFA Society Hong Kong or other organizations. Members and registered persons may opt out of receiving such materials at any time by sending an email to CFA Society Hong Kong at info@cfasocietyhongkong.org.

Event Photographs and Video Recordings

• By registering for this event, you confirm that you and your guest(s) consent to appearing in any official event photographs and video footage.
• The photographs and video footage can be used by the Society for marketing and publicity in our publications, on our website and in social media, or in a third-party publication.
• In addition, photographs or video footage may be taken by other event attendees and publicly shared, for which the Society cannot be held responsible.

(Copyright Material Usage Statement: The materials featured in this promotional material are used under licence from Universe Entertainment Limited. The content is sourced from A Gilded Game, and all copyrights remain the property of Universe Entertainment Limited.)