Slice and Dice the Investment Risk Management Practices in Asset Management Industry

CPT/CE Eligibility (A Recognized CPT Provider)

CPT hour(s)	1
PL (CE) hour(s)	1
RBV CPD hour(s)	1

EVENT DETAILS

(CODE: 220307LU-CEX)

At this webinar, Ms. Joanna Dai, CFA, FRM, CAIA, Investment Risk Manager of APG Asset Management Asia & Mr. Justin Chan, CFA, FRM, Head of Asia Risk of Pictet Asset Management specialize in investment risk will go through the following topics:

• by Market Player: Asset Owner vs. Asset Manager

In this section, we would discuss the business natures of different buy-side players and the subsequent difference in investment risk management practices.  

• by Asset Class: Liquid vs. Illiquid

In this section, we would briefly discuss how features of different asset classes impact investment risk management practices.

• by Line of Defense: First-Line vs. Second-Line

In this section, we would talk about different role design and working dynamics under different governance structure.

• by Time: Today vs. Tomorrow

In this section, we would retrospect the current and brainstorm the future possibilities for investment risk managers.

About the Speakers

Ms. Joanna Dai, CFA, FRM, CAIA
Investment Risk Manager
APG | Asset Management Asia

Joanna Dai is the investment risk manager of APG Asset Management, one of the world’s largest pension investors headquartered in the Netherlands. Based in Hong Kong, she manages the financial risks of Equity and Fixed Income portfolios of APG Asia. Previously, she held various investment and market risk roles in AIA Group, J.P. Morgan and SAFE Investment across a broad range of asset classes. Joanna is a CFA, FRM and CAIA charter holder. She holds a BSc Degree in Mathematics from Shanghai University and a Master of Statistics Degree from the University of Hong Kong.

Mr. Justin Chan, CFA, FRM
Head of Asia Risk
Pictet Asset Management

Justin Chan is the Head of Asia Risk at Pictet Asset Management. Before joining Pictet, he worked at AIA where his last position was Associate Director, Risk & Quantitative Analytics in the Group Investment Division. Prior to that, he worked for BNY Mellon Investment Management and HSBC Global Asset Management in various risk analysis roles. Justin holds a Master of Statistics from The University of Hong Kong and a Bachelor degree in computer science from Simon Fraser University (Canada). He is also a CFA Charterholder, a Certified FRM, and a Curriculum Advisor of the CFA Institute.

Rating General
Material presented will be basic and of interest to a general audience having no background in the area. 

—

CFA Societies Global Passport Program

CFA Society Hong Kong has participated in the CFA Societies Global Passport Program which allows CFA society members to enjoy local society member rate at selected events like this luncheon.  Members of non-CFA Society Hong Kong CFA Institute societies qualify to attend this event at CFA Society Hong Kong member rates.  Please contact CFA Society Hong Kong at event@cfahk.org to register

Other Details:

• This Webinar is a complimentary event for all members.
• Upon registration on the Zoom platform, each registrant will be given a unique link for each session, please do not share the link with others.
• Members will be entitled to receive CPT Attendance Letter at NO extra costs after attending the FULL webinar. Please see below for further details.
• To qualify for CPT/CE hours, all participants must attend the full webinar. After the webinar, Society staff will verify participants’ check-in and check-out time from the registration system for the purpose of issuing CPT Attendance Letters. No pro-rata credit hours will be awarded.
• CFA Societies Global Passport Program Eligible.
• The event will be conducted in English.
• The webinar link and email confirmation will be sent to registrant upon successful online registration. 
• A webinar reminder will be sent out 1 day before the event. If you have not received the email confirmation and reminder, it is the delegate’s responsibility to contact CFA Society Hong Kong to confirm their place.
• The webinar will be conducted on Zoom.
• Please log in the webinar link 10 mins in advance of the session start time to allow some time to solve the technical issues (if any) and the webinar will start promptly at 12:30 PM.
• For attendance-taking purpose, participants’ names and company names (if any) may be given to the speaker of this event.
• CFA Society Hong Kong will closely monitor and assess the ongoing situation of COVID-19 in the community. Should there be any changes to the event dates and other arrangements, we will notify participants via SMS and/or email.  Notices will also be posted on Society’s website.  Please stay alert with our notifications.
• The event organizers reserve the right to change the format, date or speakers of the event due to unforeseen circumstances without prior notice.
• In case of dispute, the decision of CFA Society Hong Kong is final, and no further correspondences will be entertained. 
• *For Guest/ non-member/ Candidate, $150 is required for the CPT Attendance Letter, please click the box below for CPT attendnace letter. You will be directed to Paypal to complete the order. Please submit your application before the registration deadline (3 Mar).
• Please note that no request for an attendance letter will be processed after the event date & registration deadline.